Trade Tech Invest Ops 2017

March 21 - 22, 2017

Renaissance Tampa International Plaza Hotel, Tampa FL

(001) 416-597-4753

Sponsors & Exhibitors


AIM Software


AIM Software is the fast growing and award-winning provider of Enterprise Data Management (EDM) business applications to the buy side. Over 90 of the world’s leading asset management and asset servicing firms depend on AIM Software’s GAIN platform to power their core business data needs. Our business applications are pre-built packages of business workflows, maintained and released as products. End-users can fully operate and adapt the application without IT involvement. This productized approach to EDM ensures that custom developments are kept to a minimum, resulting in faster projects, and lower life-cycle costs.



Broadridge Financial Solutions, Inc. is the leading provider of investor communications, technology-driven solutions, and data and analytics for wealth management, asset management and capital markets firms. We help clients drive operational excellence to manage risk, accelerate growth and deliver real business value. Our technology-driven solutions power the entire investment lifecycle, enabling our clients to successfully manage the complexity and operational requirements of today’s capital markets.  With more than 50 years of experience, Broadridge’s unique vantage point is born out of our deep industry knowledge garnered from our network of relationships across the financial landscape.  Companies who choose use gain a strategic partner with the perspective and solutions to help achieve transparency, profitability and growth.



Clearwater Analytics® is the leading provider of web-based investment portfolio accounting, reporting, and reconciliation services for investment managers, corporate treasuries, and insurance companies. Clearwater aggregates, reconciles, and reports on more than $1.7 trillion in assets across thousands of accounts daily. For more than a decade, Clearwater best-in-class technology and client services have enabled firms to capitalize on new opportunities, strengthen their existing client relationships, and streamline their internal processes. Clearwater is committed to continuous improvement and encourages asset managers to rethink how they approach their investment accounting and reporting operational challenges.



eClerx provides critical business operations services to 30+ Fortune 500 clients, including many of the world’s financial services firms, online retail and distributors, interactive media and entertainment, high tech and industrial manufacturing, travel and leisure, and software vendors, through operational support, data management, and analytics solutions.



Electra Information Systems

Electra Information Systems works with institutional investment managers, hedge funds, insurance companies, plan sponsors, fund administrators and custodians to help them gain control of their post-trade operations. 
Electra Reconciliation offers a bold new approach to automating reconciliation operations.
Electra Data and Electra Data+ provide data collection and transformation from thousands of data sources.
Electra Settlements automates trade matching, trade notification and reporting to interested third parties, integrating industry standard formats and industry utilities (Omgeo/DTCC, SWIFT). 
Electra Billing is Electra’s comprehensive solution for fee calculation and revenue management, and ensures accuracy in client billing while automating billing workflows.
Electra delivers highly effective, easily implemented solutions that are used by over one-third of the top 50 investment managers, processing detailed information for over $20 trillion in cash and securities daily. All of our products are scalable to fit your current and future business needs. 





GlobeTax is the leading provider of withholding tax relief and recovery services for financial institutions and their clients, including institutional and high-net worth investors. GlobeTax helps clients maximize investment returns by ensuring that investors receive all legal entitlements from excess cross border withholding tax on dividend and interest payments. The firm also manages the market infrastructure for tax relief at source on American Depositary Receipts (ADRs), as the appointed agent for the issuing depositary banks. GlobeTax has offices on four continents and clients in over 40 countries, filing over 6 million claims a year.

Invest Tech


InvestTech Systems Consulting, LLC is the leading investment systems and operations consulting firm in North America focusing exclusively on buy-side asset managers. Founded in 1993, InvestTech has successfully completed 400+ engagements for many of the world’s largest asset managers, including global investment firms, pension funds, hedge funds, wealth managers, and insurance companies.   Our deep industry knowledge, proven methodology and actionable business solutions give our clients a clear direction for today – enabling more opportunities for tomorrow. (



Liquidity on a different scale. Liquidnet is the global institutional trading network where more than 800 of the world’s top asset managers and other like-minded investors execute their large trades with maximum anonymity and minimum market impact. Asset Managers rely on Liquidnet to help them protect the performance of their portfolios by allowing them to enter and exit their portfolio positions more efficiently. This not only helps institutional investors but also benefits the millions of people across the world who invest in mutual, managed, retirement, or other investment funds.

Execution Quantitative Services Liquidnet can help its network of asset managers satisfy best execution objectives with tailored and flexible solutions through its Execution and Quantitative Services (EQS) group. Leveraging its full suite of algorithmic, analytic, and quantitative products and services, a cross-functional team of EQS professionals work together to provide specialized expertise and insight designed to help traders source liquidity and achieve their execution goals.

Our Corporate Bond Solution Liquidnet Fixed Income aims to revolutionize the way corporate bonds are traded by centralizing sought after institutional liquidity. Our 14-year track record establishing one of the largest institutional equity dark pools, combined with our fixed income expertise and input from leading asset managers, has uniquely positioned us to deliver a technology-based solution that sources corporate bond liquidity now and into the future.



Misys is at the forefront of the financial software industry, providing the broadest portfolio of banking, capital markets, investment management and risk management solutions available on the market. With more than 2,000 customers in 125 countries our team of domain experts, combined with our partner eco-system, have an unparalleled ability to address industry requirements at both a global and local level. We connect systems, collect data and create intelligent information to drive smarter business decisions. To learn more about how our Fusion software portfolio can deliver a holistic view of your operations, and help you to solve your most complex challenges, please visit and follow @MisysFS on Twitter. For the latest news, interviews, videos and features from the financial technology industry visit

Misys and the Misys ‘globe’ mark are trade marks of the Misys group companies. 

© 2016 Misys. All rights reserved.



NeoXam - A New Data-Centric Approach for Global Capital Markets Businesses

Whether it’s for portfolio management, accounting, limit tracking, client reporting or the many other processes that require it, accurate position data is the most critical and elemental component of success across all capital markets firms. Complex systems and organizations make a single source of truth very difficult for most institutions to achieve, let alone manage real-time. At NeoXam, with over 25 years of expertise in the workflows that support the front, middle and back office operations, our 150 clients count on us to deliver critical data and processing all day, every day, globally. 
Meet us at InvestOps in Tampa this May – email to find a time to talk at the show.


OpenLink is the market leader in derivative risk management software. OpenLink serves over 650 clients, 12 of the world's largest commodity and energy companies, 9 of the largest financial institutions, and 13 of the largest central banks.

OpenLink’s recent awards and recognition include: #1 CTRM Solution for the fourth consecutive year - Risk Technology Rankings, Best Derivatives Operations Solutions and Best Middle-to-Back-Office Integration Solution - FTF, Category Winner for Corporations and Energy Trading Risk – Chartis RiskTech100.

Sim Corp


SimCorp provides integrated, best-in-class investment management solutions to the world’s leading asset managers, fund managers, asset servicers, pension and insurance funds, wealth managers and sovereign wealth funds. Whether deployed on premise or as an ASP solution, its core system, SimCorp Dimension, supports the entire investment value chain and range of instruments, all based on a market-leading IBOR. SimCorp invests more than 20% of its annual revenue in R&D, helping clients develop their business and stay ahead of ever-changing industry demands. Listed on NASDAQ Copenhagen, SimCorp is a global company, regionally covering all of Europe, North America, and Asia Pacific. For more information, please visit



SmartStream is a global software and managed services provider that in challenging markets conditions has outpaced its rivals in the financial markets sector, creating an impressive base of more than 1,500 customers. This includes more than 70 of the world’s top 100 banks alongside the world’s leading asset managers, custodians and broker dealers.
At the heart of this success is the ability to react to client, market and regulatory changes through innovative solutions. That is why, even in challenging market conditions, the company continues to invest more than 20% of revenue back into research and development.
The combination of SmartStream’s post-trade processing solutions, together with its unique Data Management Services, creates a real-time and pre-emptive approach to reducing trade failures while also accelerating and automating trade processes. 

Thomson Reuters


Thomson Reuters Risk and Legal Managed Services deliver the expertise and advanced technology needed to achieve successful outcomes in the most complex and challenging environments. We proactively partner with financial institutions to create solutions that enable them to expand capacity, improve efficiency and leverage their own internal resources more effectively. This new best practices approach blends the right combination of advanced technology, people expertise and sophisticated processes to help accomplish business critical goal's, mitigate risk and ultimately reduce costs.



TriOptima is the award-winning provider of OTC derivatives infrastructure services focused on reducing costs, eliminating operational and credit risk, and improving counterparty exposure management.

Used by over 1800 group firms, triResolve is the leading counterparty exposure management service for OTC derivatives. A web-based network community service, triResolve offers a range of capabilities to manage operational and credit risk in OTC derivative portfolios including proactive portfolio reconciliation; collateral management and reporting validation.

TriOptima, an ICAP Group company, maintains offices in New York, London, Stockholm, Singapore and Tokyo.

Olmstead Associates


Olmstead Associates uses a Data-Centric approach to deliver its Advisory & Execution Consulting Services to its clients across the Investment Management Lifecycle.  Our focus is on improving our client’s Operational, Technical and Business Agility in today’s rapidly evolving market.

Our teams are comprised of industry leaders and practitioners with the deep subject matter expertise and skills required to understand and address our clients’ challenges and opportunities.  As thought leaders, our professionals help clients define and execute strategic business and technology roadmaps and are trusted with driving competitive advantage for our clients.  Our consultants’ deep industry expertise is complemented by a process-driven, model-enabled, and results-oriented pragmatic approach. 



Calypso Technology, Inc. is a leading provider of cross-asset, front-to-back technology solutions for financial markets. Calypso software and Cloud services support trading, risk management,collateral, processing, accounting and compliance needs in a uniquely integrated platform, bringing simplicity and cost efficiency to address today’s business and regulatory imperatives. With over 35,000 users worldwide, Calypso brings technology innovation to accelerate results and transparency while efficiently managing liquidity and funding, enterprise risk and clearing. The firm is consistently granted the most prestigious product and technology awards in the industry.

 “Calypso” is a registered trademark of Calypso Technology, Inc. in the United States, the European Union and other jurisdictions. Other parties’ trademarks or service marks are the property of their respective owners and should be treated as such.